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James Paul Ludwick

Fifth Third Securities, Inc.

Cincinnati, OH

Oregonia, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2012-12-12
  • OH RA
    APPROVED
    Since 2012-12-12

Branch Locations

38 Fountain Square Plaza, Cincinnati, OH 45202 • United States

Oregonia, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Cincinnati OH 04/2001 Present
  • 04/2001 → Present
    Fifth Third Securities
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-11
S63 Uniform Securities Agent State Law Examination 2000-12-07
  • S66 Uniform Combined State Law Examination
    2012-12-11
  • S63 Uniform Securities Agent State Law Examination
    2000-12-07
Other Names
  • Jay Ludwick

View on SEC IAPD

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