Mark R Ackerman

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-04-24
TX	RA	APPROVED	2024-04-24

IL RA
APPROVED

Since 2024-04-24
TX RA
APPROVED

Since 2024-04-24

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

1211 West 22Nd Street, Suite 209, Oak Brook, IL 60523 • United States

1211 West 22Nd Street, Ste 209, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Chicago	IL	12/2013	04/2024
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	04/2024
Lpl Financial	Oak Brook	IL	04/2024	Present
Morgan Stanley Private Bank, N.A	New York	NY	01/2015	Present

12/2013 → 04/2024

Morgan Stanley

Chicago, IL
01/2015 → 04/2024

Morgan Stanley Private Bank, N.A.

New York, NY
04/2024 → Present

Lpl Financial

Oak Brook, IL
01/2015 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2013-12-13 → 2024-04-26

Morgan Stanley

Chicago, IL
2009-10-23 → 2013-12-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

Chicago, IL

Chicago, IL
2003-01-21 → 2009-10-23

Banc Of America Investment Services, Inc.

Chicago, IL

Chicago, IL
2001-03-16 → 2002-12-11

Alliancebernstein L.P.

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-01-29

S66 Uniform Combined State Law Examination

2001-01-29

View on SEC IAPD

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Other Investors

ALPESH JITENDRA PATEL

Tamrah Jennifer Bordini

MATTHEW N WALLEN

RAMIRO IGNACIO PARES

NILDA MELGAREJO DE BOYRIE

STEVEN Samuel SHANEYFELT

Katie Wineski Riegel

Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC

BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC

WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC

INSIGHT SECURITIES, INC. · Fort Mill, SC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC

EDWARD JONES · FORT MILL, SC

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