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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-05
TN RA APPROVED 2024-12-02
  • TX RA
    APPROVED
    Since 2025-02-05
  • TN RA
    APPROVED
    Since 2024-12-02

Branch Locations

134 East Main Street, Henderson, TN 38340 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2000 11/2024
Raymond James & Associates, Inc. Henderson TN 11/2024 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 384 Marnie Loop, Henderson, TN, 38340, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/19/2001 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I own Rental Real Estate. We have Rental Management Companies for all Properties except 134 East Main Henderson, Tn in which we manage. We have limited to no involvement on a monthly basis. Responsibilities include approving expenses needed for their repair, maintenance and operation. My wife completes a majority of the work that is not completed by the management companies.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-12-07
  • S63 Uniform Securities Agent State Law Examination
    2000-12-07
Designations

View on SEC IAPD

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