Best Investors Account Sign in

Joshua Adam Suess

LPl Financial LLC

Sonora, CA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-02-14
  • CA RA
    APPROVED
    Since 2008-02-14

Branch Locations

144 N Washington, Sonora, CA 95370 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Sonora CA 02/2008 Present
Previous Registrations
  • 2006-03-23 → 2008-04-14
    Heffernan Investment Advisors, Inc.
    San Rafael, CA
  • 2006-04-13 → 2008-02-20
    Financial Telesis Inc
    Walnut Creek, CA
    San Rafael, CA
    San Francisco, CA
  • 2001-03-27 → 2006-03-08
    Osaic Fa, Inc.
    Walnut Creek, CA
Other Businesses

1. 02/14/2008 - NON-VARIABLE INSURANCE - SELL FIXED INSURANCE PRODUCTS - TIME SPENT 10% - SONORA, CA. 2. 10/23/2012 - DBA ONLY - SUESS INSURANCE & INVESTEMENTS - TIME SPENT 40% - SONORA, CA. 3. 1/14/2013 - NON-VARIABLE INSURANCE - RAYMOND M. SUESS JR., INC. - NON VARIABLE INSURANCE- HEALTH, LONG TERM CARE, LIFE, ETC. - TIME SPENT 40% - SONORA, CA. 4. 1/25/2013 - NON-VARIABLE INSURANCE - SUESS INSURANCE SERVICES - INSURANCE ONLY BUSINESS (HEALTH, LIFE, DISABILITY, VISION, WORKERS COMPENSATION, LIFABILITY, ETC.). I AM THE OWNER OF THE COMPANY AND I HAVE FULL CONTROL OVER THE COMPANY. I HAVE ONE EMPLOYEE THAT WORKS ON SALES AND SERVICE FOR THIS BUSINESS. - TIME SPENT 50%. 5. 01/19/2022 - No Business Name - Investment Related - Sonora, CA 95370 - Real Estate Rental - Start Date: 09/01/2015 - 1 Hour Per Month/0 Hours During Securities Trading - Residential rental property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-14
  • S66 Uniform Combined State Law Examination
    2000-11-14

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Sonora, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor