Gayatri R Vyas

Sierra Investment Management, LLC

Santa Monica, CA

Ocean Park Asset Management, LLC

Santa Monica, CA

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Current Employers

Sierra Investment Management, Llc

3420 Ocean Park Blvd, Ste 3060, Santa Monica, CA 90405 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-02-27

CA RA
APPROVED

Since 2026-02-27

Branch Locations

3420 Ocean Park Blvd, Ste 3060, Santa Monica, CA 90405 • United States

Ocean Park Asset Management, Llc

3420 Ocean Park Blvd. Ste 3060, Santa Monica, CA 90405 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-10-30

CA RA
APPROVED

Since 2024-10-30

Branch Locations

3420 Ocean Park Blvd. Ste 3060, Santa Monica, CA 90405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sierra Investment Management, Inc	Santa Monica	CA	07/2013	Present
Northern Lights Distributors, Llc	Omaha	NE	10/2013	Present
Ocean Park Asset Management, Llc	Santa Monica	CA	07/2013	Present

07/2013 → Present

Sierra Investment Management, Inc

Santa Monica, CA
10/2013 → Present

Northern Lights Distributors, Llc

Omaha, NE
07/2013 → Present

Ocean Park Asset Management, Llc

Santa Monica, CA

Previous Registrations

2013-04-23 → 2024-12-23

Sierra Investment Management, Llc

Santa Monica, CA
2012-07-25 → 2013-03-06

Morgan Stanley

Beverly Hills, CA
2012-03-26 → 2012-05-25

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Des Moines, IA
2011-05-18 → 2012-03-28

Morgan Stanley

West Des Moines, IA
2009-06-01 → 2011-04-05

Morgan Stanley

Baltimore, MD
2007-05-21 → 2009-06-01

Citigroup Global Markets Inc.

Baltimore, MD

Baltimore, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-05-19

S66 Uniform Combined State Law Examination

2007-05-19

Other Names

Gayatri P Pathak
Gayatri Rajiv Vyas

View on SEC IAPD

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