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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-14
PA RA APPROVED 2007-07-10
  • TX RA
    APPROVED_RES
    Since 2020-03-14
  • PA RA
    APPROVED
    Since 2007-07-10

Branch Locations

235 St. Charles Way Suite 100, York, PA 17402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated York PA 07/2007 Present
Previous Registrations
  • 2006-08-04 → 2007-07-10
    Ryan Beck & Co.
    York, PA
    Camp Hill, PA
Other Businesses

1. York County Veterans Outreach; PO Box 3627 York PA 17402; non profit - veterans support; Board Member; Attend board meetings, serve on committees for events; 01/01/2025; 15 hrs/month; Not during securities trading hours; Not Investment-Related 2. York County Veterans Outreach; PO Box 3627 York PA 17402; non-profit providing funds to other non-profits for veterans resources; Fundraising Committee member; work with the committee to identify and create fundraising opportunities for the organization; 01/01/2025; 15 hrs/month; during securities trading hours; Not Investment-Related 3. York County Veterans Outreach Finance Committee; PO Box 3627 York PA 17402; non profit providing support through other non-profits for local veterans and their families; Member, Finance Committee; working with the committee to offer opinions on investments, review of financial statements, and presentations to the board; 01/01/2025; 15 hrs/month; Not during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-27
  • S66 Uniform Combined State Law Examination
    2001-12-27
Other Names
  • Jennifer Lee Krug

View on SEC IAPD

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