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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-14 |
| PA | RA | APPROVED | 2007-07-10 |
Branch Locations
235 St. Charles Way Suite 100, York, PA 17402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | York | PA | 07/2007 | Present |
1. York County Veterans Outreach; PO Box 3627 York PA 17402; non profit - veterans support; Board Member; Attend board meetings, serve on committees for events; 01/01/2025; 15 hrs/month; Not during securities trading hours; Not Investment-Related 2. York County Veterans Outreach; PO Box 3627 York PA 17402; non-profit providing funds to other non-profits for veterans resources; Fundraising Committee member; work with the committee to identify and create fundraising opportunities for the organization; 01/01/2025; 15 hrs/month; during securities trading hours; Not Investment-Related 3. York County Veterans Outreach Finance Committee; PO Box 3627 York PA 17402; non profit providing support through other non-profits for local veterans and their families; Member, Finance Committee; working with the committee to offer opinions on investments, review of financial statements, and presentations to the board; 01/01/2025; 15 hrs/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-27 |
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