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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2016-06-15
  • MA RA
    APPROVED
    Since 2016-06-15

Branch Locations

2345 Washington Street Suite 101, Newton Lower Falls, MA 02462 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Newton MA 01/2016 Present
Raymond James Financial Services Advisors Inc. Newton Lower Falls MA 06/2016 Present
Kts Financial Group, Llc Newton Lower Falls MA 01/2016 03/2022
Previous Registrations
Other Businesses

(1) Name of Business: Address: 77 dean st, belmont, MA, 02478, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Agent Investment Related: Yes Start Date: 09/30/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Real estate broker for my own personal transactions. active license but not actively used (2) Name of Business: Address: 77 dean st, belmont, MA, 02478, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/29/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: All duties that coincide with property ownership such as ensuring a safe unit, collecting rent and paying bills (3) Name of Business: 41 Nauset Ave E LLC Address: 77 Dean St, Belmont, MA, 02478, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/03/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Summer rental property and for personal use (4) Name of Business: Aimco Address: 201 washington st, auburn, MA, 01501, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/05/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Silent, Non Voting Shareowner 12% (5) Name of Business: North Atlantic Investment Partners, LLC Address: 2345 Washington St Ste 101, Newton Lower Falls, MA, 02462, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 03/24/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: DBA for my Branch (6) Name of Business: Paul Kapur Address: 2345 Washington St Ste 101, Newton Lower Falls, MA, 02462, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/17/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: The ability to provide non variable life, disability and long term care insurance options to people. (7) Name of Business: Rental property Address: 77 dean st, belmont, MA, 02478, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/14/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner of condo unit

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-03
S63 Uniform Securities Agent State Law Examination 2001-02-28
  • S66 Uniform Combined State Law Examination
    2001-07-03
  • S63 Uniform Securities Agent State Law Examination
    2001-02-28

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