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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-17 |
| NY | RA | APPROVED | 2023-06-14 |
| PA | RA | APPROVED | 2023-06-14 |
| IN | RA | APPROVED | 2023-06-13 |
| CO | RA | APPROVED | 2022-01-12 |
| NV | RA | APPROVED | 2018-11-28 |
| NM | RA | APPROVED | 2014-09-05 |
| WA | RA | APPROVED | 2012-04-27 |
| CT | RA | APPROVED | 2011-11-22 |
| OH | RA | APPROVED | 2009-02-02 |
| TX | RA | APPROVED | 2009-01-30 |
Branch Locations
8201 Preston Rd. Suite 600, Dallas, TX 75225 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Inc. | Dallas | TX | 01/2009 | Present |
1) FRIENDS OF THE UNIVERSITY PARK LIBRARY; NON INVESTMENT-RELATED, 8383 Preston Center Plaza Dallas, TX 75225; LOCAL LIBRARY COMMITTEE; BOARD OF DIRECTOR, Finance Chair 02/11/2013; 2 hrs/mo DRNG BSNSS HRS - 2 hrs/mo DRNG NON-BSNSS HRS; REVIEW OPERATIONS OF THE LIBRARY. NO COMP - NO CONFLICT OF INTEREST. 2)CITY OF UNIVERSITY PARKS - PARKS COMMITTEE; NON-INVESTMENT RELATED; 3800 UNIVERSITY BLVD., DALLAS TX; MUNICIPAL PARK ADVISORY COMMITTEE; CHAIRMAN; FEBUARY 2012; 4 HRS/MO NON-BUSINESS HRS, 2 HRS/MO BUSINESS HOURS; PROVIDE ADVISE TO THE CITY REGARDING PUBLIC PARKS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-21 |
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