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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-05
  • TX RA
    APPROVED
    Since 2026-06-05

Branch Locations

Dallas, TX • United States

3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Monness Crespi Hardt & Co., Inc. New York NY 05/1998 12/2021
J.P. Morgan Securities, Llc Plano TX 04/2022 12/2023
Jpmorgan Chase Bank, N.A. Plano TX 04/2022 12/2023
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 05/2024 Present
Tiaa Frisco TX 05/2024 Present
Unemployed Plano TX 12/2023 04/2024
Ashley Home Furniture Frisco TX 04/2024 04/2024
Monness Crespi Hardt & Co New York NY 04/1998 04/2022
  • 05/1998 → 12/2021
    Monness Crespi Hardt & Co., Inc.
    New York, NY
  • 04/2022 → 12/2023
    J.P. Morgan Securities, Llc
    Plano, TX
  • 04/2022 → 12/2023
    Jpmorgan Chase Bank, N.A.
    Plano, TX
  • 05/2024 → Present
    Frisco, TX
  • 05/2024 → Present
    Tiaa
    Frisco, TX
  • 12/2023 → 04/2024
    Unemployed
    Plano, TX
  • 04/2024 → 04/2024
    Ashley Home Furniture
    Frisco, TX
  • 04/1998 → 04/2022
    Monness Crespi Hardt & Co
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-05
S63 Uniform Securities Agent State Law Examination 2014-08-29
  • S65 Uniform Investment Adviser Law Examination
    2026-06-05
  • S63 Uniform Securities Agent State Law Examination
    2014-08-29
Other Names
  • Peter Garvey
  • Peter M Garvey

View on SEC IAPD

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