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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-05 |
Branch Locations
3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Monness Crespi Hardt & Co., Inc. | New York | NY | 05/1998 | 12/2021 |
| J.P. Morgan Securities, Llc | Plano | TX | 04/2022 | 12/2023 |
| Jpmorgan Chase Bank, N.A. | Plano | TX | 04/2022 | 12/2023 |
| Tiaa-Cref Individual & Institutional Services, Llc | Frisco | TX | 05/2024 | Present |
| Tiaa | Frisco | TX | 05/2024 | Present |
| Unemployed | Plano | TX | 12/2023 | 04/2024 |
| Ashley Home Furniture | Frisco | TX | 04/2024 | 04/2024 |
| Monness Crespi Hardt & Co | New York | NY | 04/1998 | 04/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-29 |
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