Lewis Matthew Young

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 09/2017
  Sigma Financial Corporation
  Ann Arbor, MI
• 04/2009 → 09/2017
  Sigma Planning Corporation
  Ann Arbor, MI
• 10/2017 → 11/2022
  Lpl Financial, Llc
  Monroe, LA
• 10/2017 → 11/2022
  Newedge Advisors, Llc (Gwm Advisors, Llc)
  Monroe, LA
• 01/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2022 → Present
  Cwm, Llc Dba Carson Partners
  Omaha, NE
• 11/2022 → Present
  Cwm, Llc Dba Carson Group Holdings
  Omaha, NE

Previous Registrations

• 2017-10-02 → 2022-11-10
  Newedge Advisors
  Monroe, LA
  New Orleans, LA
• 2009-04-01 → 2017-10-03
  Spc
  Monroe, LA
  Ann Arbor, MI
  Monroe, LA
• 2006-04-13 → 2008-03-31
  Wells Fargo Advisors Financial Network, Llc
  Monroe, LA
• 2004-11-24 → 2006-04-18
  Morgan Keegan & Company, Llc
  Ruston, LA

Other Businesses

1.NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES. POSITION/TITLE/RELATIONSHIP: PORTFOLIO STRATEGIST START DATE: 11/2022 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: REVIEWING AND IMPLEMENTATION OF PORTFOLIO INVESTMENT MODELS AND WORKING WITH CARSON ADVISORY REPS. 2. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP HOLDINGS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2022 POSITION/TITLE/RELATIONSHIP: PORTFOLO STRATEGIST APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: REVIEW AND IMPLEMENTATION OF PORTFOLIO MODELS AND ASSIST CARSON ADVISORY REPS

Exams

• S66 Uniform Combined State Law Examination
  2000-11-28

Other Names

• Lewis M Young