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Wilmington Trust Center 1100 North Market Street, Wilmington, DE 19890-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-08 |
Branch Locations
Wilmington Trust Center 1100 North Market Street, Wilmington, DE 19890-0001 • United States
636 Commerce Drive, Amherst, NY 14228 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Depew | NY | 09/2015 | Present |
| Hsbc Technology & Services (Usa) Inc. | New York | NY | 12/2016 | Present |
1. The name of the other business - Boys Buffalo Stallions Soccer Team 2. Whether the business is investment-related: No 3. The address of the other business - 90 Ridge Road, North Tonawanda, NY 14120 4. The nature of the other business: Charity/Non-Profit Organisation/Charitable Foundation 5. Your position: Team Manager 6. Title/Relationship with the other business: Team Manager 7. The start date of your relationship: 10/1/2025 8. The approximate number of hours/month you devote to the other business: 2.5 Hours Per Month 9. The number of hours you devote to the other business during securities trading hours: 0 10. Briefly describe your duties relating to the other business: I will act as Team Manager for the U14 Boys Buffalo Stallions Soccer Team in a non-paid role from October 2025 to August 2026. Responsibilities include overseeing player passes, updating TeamSnap with schedules for practices, games, and tournaments, and communicating with parents about travel, uniforms, insurances waivers and field preparations. The activity will take place outside of regular working hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-20 |
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