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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-11-29
  • CA RA
    APPROVED
    Since 2017-11-29

Branch Locations

2200 N 1St St, Dixon, CA 95620 • United States

338 E Lindsay St, Stockton, CA 95202 • United States

2407 Waterman Road, Fairfield, CA 94534 • United States

134 S. Golden State Blvd, Turlock, CA 95380 • United States

1175 Tracy Boulevard, Tracy, CA 95376 • United States

242 South Washington St, Sonora, CA 95370 • United States

230 Main Street, Rio Vista, CA 94571 • United States

234 W. Main Street, Ripon, CA 95366 • United States

20004 Highway 88, Pine Grove, CA 95665 • United States

1376 East F Street, Oakdale, CA 95361 • United States

4204 Dale Road, Modesto, CA 95356 • United States

1302 J. Street, Modesto, CA 95354 • United States

660 N. Main Street, Manteca, CA 95336 • United States

120 W. Walnut St., Lodi, CA 95240 • United States

301 E. Miner Avenue, Stockton, CA 95202 • United States

8150 Laguna Boulevard, Elk Grove, CA 95758 • United States

6808 Pacific Avenue, Stockton, CA 95207 • United States

229 S. Main Street, Angels Camp, CA 95222 • United States

6590 Lone Tree Way, Brentwood, CA 94513 • United States

1505 Second St, Napa, CA 94559 • United States

4515 Quail Lakes Drive, Stockton, CA 95207 • United States

1102 W Kettleman Lane, Lodi, CA 95240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Lodi CA 07/2014 11/2017
Lpl Financial Llc Stockton CA 11/2017 Present
  • 07/2014 → 11/2017
    National Planning Corporation
    Lodi, CA
  • 11/2017 → Present
    Stockton, CA
Previous Registrations
  • 2014-07-25 → 2017-11-29
    National Planning Corporation
    Lodi, CA
    Brentwood, CA
    Stockton, CA
  • 2012-05-16 → 2014-07-21
    Galt, CA
    Galt, CA
    Woodbridge, CA
    Lockeford, CA
    Roseville, CA
    Santa Rosa, CA
    Lodi, CA
    Lodi, CA
  • 2010-10-27 → 2012-05-11
    Pnc Managed Account Solutions, Inc.
    Lodi, CA
Other Businesses

1. 11/29/2017 - BANK OF STOCKTON - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date 7/25/2014 - 160 Hours Per Month/8 Hours During Securities Trading. 2. 11/29/2017 - KNOLL'S BASIC HORSEMANSHIP - Not Investment Related - 2487 E COLLIER RD. ACAMPO CA 95220 - Other - OWNER - Start Date 7/1/2013 - 10 Hours Per Month - TEACHING BASIC HORSEMANSHIP AND GIVING RIDING LESSONS. 3. 5/19/2020 - Bank of Stockton Investment and Insurance Services - DBA: Investment and insurance services at Bank of Stockton - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/24/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 4. 10/17/2022 - Bank of Stockton investment and insurance services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 07/14/2014 - 160 Hours Per Month/80 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-24
S63 Uniform Securities Agent State Law Examination 2000-12-08
  • S66 Uniform Combined State Law Examination
    2010-09-24
  • S63 Uniform Securities Agent State Law Examination
    2000-12-08
Other Names
  • Jill Lynn Terry

View on SEC IAPD

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