Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-11-29 |
Branch Locations
2200 N 1St St, Dixon, CA 95620 • United States
338 E Lindsay St, Stockton, CA 95202 • United States
2407 Waterman Road, Fairfield, CA 94534 • United States
134 S. Golden State Blvd, Turlock, CA 95380 • United States
1175 Tracy Boulevard, Tracy, CA 95376 • United States
242 South Washington St, Sonora, CA 95370 • United States
230 Main Street, Rio Vista, CA 94571 • United States
234 W. Main Street, Ripon, CA 95366 • United States
20004 Highway 88, Pine Grove, CA 95665 • United States
1376 East F Street, Oakdale, CA 95361 • United States
4204 Dale Road, Modesto, CA 95356 • United States
1302 J. Street, Modesto, CA 95354 • United States
660 N. Main Street, Manteca, CA 95336 • United States
120 W. Walnut St., Lodi, CA 95240 • United States
301 E. Miner Avenue, Stockton, CA 95202 • United States
8150 Laguna Boulevard, Elk Grove, CA 95758 • United States
6808 Pacific Avenue, Stockton, CA 95207 • United States
229 S. Main Street, Angels Camp, CA 95222 • United States
6590 Lone Tree Way, Brentwood, CA 94513 • United States
1505 Second St, Napa, CA 94559 • United States
4515 Quail Lakes Drive, Stockton, CA 95207 • United States
1102 W Kettleman Lane, Lodi, CA 95240 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Lodi | CA | 07/2014 | 11/2017 |
| Lpl Financial Llc | Stockton | CA | 11/2017 | Present |
1. 11/29/2017 - BANK OF STOCKTON - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date 7/25/2014 - 160 Hours Per Month/8 Hours During Securities Trading. 2. 11/29/2017 - KNOLL'S BASIC HORSEMANSHIP - Not Investment Related - 2487 E COLLIER RD. ACAMPO CA 95220 - Other - OWNER - Start Date 7/1/2013 - 10 Hours Per Month - TEACHING BASIC HORSEMANSHIP AND GIVING RIDING LESSONS. 3. 5/19/2020 - Bank of Stockton Investment and Insurance Services - DBA: Investment and insurance services at Bank of Stockton - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/24/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 4. 10/17/2022 - Bank of Stockton investment and insurance services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 07/14/2014 - 160 Hours Per Month/80 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-08 |
Reach out to this advisor