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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2022-04-07 |
Branch Locations
25 Chestnut St 3Rd Fl, Portsmouth, NH 03801 • United States
Stow, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman Llc | Braintree | MA | 03/2014 | 02/2017 |
| Unemployed | Sudbury | MA | 02/2017 | 08/2017 |
| Lpl Financial Llc | Wellesley | MA | 08/2017 | 02/2020 |
| Stratos Wealth Partners, Ltd | Wellesley | MA | 08/2017 | 02/2020 |
| Ameriprise Financial Services Inc | Waltham | MA | 02/2020 | 03/2020 |
| Ameriprise Financial Services, Llc | Raynham | MA | 03/2020 | Present |
Board of Directors; Kiwanis of Taunton; Board Member; P.O. Box 1200, , Taunton, MA, 2780; Not Investment-Related; 11/01/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-22 |
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