Roger Lee Berger

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2004 → 12/2017
  Nationwide Securities Inc
  Columbus, OH
• 04/2004 → 10/2017
  William Merluzzi Agency
  Palmerton, PA
• 10/2017 → 06/2018
  Hagy Insurance Agency
  Sciota, PA
• 04/2017 → 06/2020
  Electronic Fluorocarbons Llc
  Hatfield, PA
• 09/2014 → 03/2017
  Complexx Gases Inc.
  East Stroudsburg, PA
• 12/2017 → Present
  Lpl Financial Llc
  Sciota, PA
• 08/2020 → Present
  The Hershey Company
  Hazle Township, PA

Other Businesses

1. 12/20/2017 - Hagy Financial Services, LLC - DBA for LPL Business (entity for LPL business) - inv rel - At reported business location(s) - start: 12/20/2017- 60 Hrs/Mth - 3 Hrs During Trading. 2. 09/20/2022 - No Business Name - Not Investment Related - Palmerton, PA 18071 - Real Estate Rental - Start Date - 01/25/2018 - 1 Hours Per Month/0 Hours During Securities Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-09-02

Designations

• Certified Financial Planner
• Chartered Financial Consultant