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John Thomas Sutton

Raymond James & Associates, Inc.

Sarasota, FL

New York, NY

Garden City, NY

Madison, NJ

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-17
NJ RA APPROVED 2025-11-21
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2020-12-15
  • FL RA
    APPROVED
    Since 2025-12-17
  • NJ RA
    APPROVED
    Since 2025-11-21
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2020-12-15

Branch Locations

Sarasota, FL • United States

320 Park Avenue Fl 14, New York, NY 10022 • United States

401 Franklin Avenue Suite 320, Garden City, NY 11530 • United States

Madison, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc New York NY 09/2013 09/2016
Raymond James & Associates, Inc. New York NY 09/2016 Present
Previous Registrations
  • 2007-05-09 → 2013-09-11
    Credit Suisse Securities (Usa) Llc
    New York, NY
  • 2003-07-25 → 2005-12-31
    Leucadia Asset Management Llc
    New York, NY
    New York, NY
  • 2003-06-13 → 2003-06-13
    Leucadia Asset Management Llc
    New York, NY
  • 2001-09-06 → 2002-08-27
    Robertson Stephens, Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-20
S66 Uniform Combined State Law Examination 2001-05-15
  • S65 Uniform Investment Adviser Law Examination
    2025-11-20
  • S66 Uniform Combined State Law Examination
    2001-05-15

View on SEC IAPD

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