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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-16
PA RA APPROVED 2009-03-05
  • TX RA
    APPROVED_RES
    Since 2024-09-16
  • PA RA
    APPROVED
    Since 2009-03-05

Branch Locations

30 South George Street, York, PA 17401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Lancaster PA 02/2009 Present
Raymond James Financial Services Advisors Inc. Lancaster PA 03/2009 Present
Fulton Financial Corporation York PA 03/2009 Present
Specific Solutions York PA 02/2016 12/2025
Fulton Bank York PA 03/2009 Present
Fulton Financial Advisors York PA 10/2019 Present
  • 02/2009 → Present
    Raymond James Financial Services, Inc
    Lancaster, PA
  • 03/2009 → Present
    Lancaster, PA
  • 03/2009 → Present
    Fulton Financial Corporation
    York, PA
  • 02/2016 → 12/2025
    Specific Solutions
    York, PA
  • 03/2009 → Present
    Fulton Bank
    York, PA
  • 10/2019 → Present
    Fulton Financial Advisors
    York, PA
Previous Registrations
Other Businesses

(1) Name of Business: Fulton Bank Address: 30 S George St, York, PA, 17401, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 03/02/2009 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: investment sales (2) Name of Business: Fulton Financial Advisors Address: 30 S George St, York, PA, 17401, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 10/02/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-09-30
  • S66 Uniform Combined State Law Examination
    1999-09-30
Other Names
  • Joe Petruso

View on SEC IAPD

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