Marisa Alison Thibault

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-04
TX	RA	APPROVED	2021-10-04

NY RA
APPROVED

Since 2021-10-04
TX RA
APPROVED

Since 2021-10-04

Branch Locations

Mineola, NY • United States

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	New York	NY	10/2018	Present
Jpmorgan Securities, Llc.	New York	NY	10/2018	Present
Neuberger Berman, Llc	New York	NY	06/2004	08/2018

10/2018 → Present

Jpmorgan Chase Bank, N.A.

New York, NY
10/2018 → Present

Jpmorgan Securities, Llc.

New York, NY
06/2004 → 08/2018

Neuberger Berman, Llc

New York, NY

Other Businesses

Effective 10/29/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-10-04
S63	Uniform Securities Agent State Law Examination	2005-01-06

S66 Uniform Combined State Law Examination

2021-10-04
S63 Uniform Securities Agent State Law Examination

2005-01-06

View on SEC IAPD