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Live Oak Private Wealth, LLC CRD 297904
$1.32B regulatory AUM 1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1741 Tiburon Drive, Wilmington, NC 28403 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scott & Stringfellow, Inc | Wilmington | NC | 09/2004 | 08/2018 |
| Bb&T Securities, Llc | Wilmington | NC | 01/2013 | 08/2018 |
| Live Oak Private Wealth, Llc | Wilmington | NC | 08/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-01 |
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