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Inactive

Connor Cowden Keller

Live Oak Private Wealth, LLC

Wilmington, NC

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Current Employers
Live Oak Private Wealth, Llc

1741 Tiburon Drive, Wilmington, NC 28403 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-08-31
  • NC RA
    APPROVED
    Since 2018-08-31

Branch Locations

1741 Tiburon Drive, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott & Stringfellow, Inc Wilmington NC 09/2004 08/2018
Bb&T Securities, Llc Wilmington NC 01/2013 08/2018
Live Oak Private Wealth, Llc Wilmington NC 08/2018 Present
  • 09/2004 → 08/2018
    Scott & Stringfellow, Inc
    Wilmington, NC
  • 01/2013 → 08/2018
    Bb&T Securities, Llc
    Wilmington, NC
  • 08/2018 → Present
    Live Oak Private Wealth, Llc
    Wilmington, NC
Previous Registrations
  • 2013-01-02 → 2018-09-12
    Bb&T Securities, Llc
    Wilmington, NC
  • 2004-09-29 → 2013-01-02
    Scott & Stringfellow, Llc
    Wilmington, NC
    Wilmington, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-21
S63 Uniform Securities Agent State Law Examination 2000-05-01
  • S66 Uniform Combined State Law Examination
    2004-09-21
  • S63 Uniform Securities Agent State Law Examination
    2000-05-01

View on SEC IAPD

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Other Investors

MATTHEW STEPHEN BENNETT
Gary R Bechtold
EDWARD MONTGOMERY KNOX
TIMOTHY CALHOUN GRAY
EMILY ROGERS HARVEY
CHARLES WARREN MINTZ
Savannah Castor King
JOHN DAVID THOMAS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC

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