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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2020-10-12
  • IA RA
    APPROVED
    Since 2020-10-12

Branch Locations

5001 Utica Ridge Rd, Davenport, IA 52807 • United States

1055 Longfellow Dr Ste A, Hiawatha, IA 52233-2069 • United States

6919 Chancellor Dr Ste A, Cedar Falls, IA 50613-6926 • United States

Waterloo, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gmac Mortgage/Ocwen Financial Corporation Waterloo IA 02/2007 06/2019
Ameriprise Financial Services, Inc Waterloo IA 08/2019 03/2020
Ameriprise Financial Services, Llc Cedar Falls IA 03/2020 Present
  • 02/2007 → 06/2019
    Gmac Mortgage/Ocwen Financial Corporation
    Waterloo, IA
  • 08/2019 → 03/2020
    Ameriprise Financial Services, Inc
    Waterloo, IA
  • 03/2020 → Present
    Cedar Falls, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-27
S63 Uniform Securities Agent State Law Examination 2001-02-02
  • S66 Uniform Combined State Law Examination
    2020-01-27
  • S63 Uniform Securities Agent State Law Examination
    2001-02-02

View on SEC IAPD

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