Paul Joseph Fitzpatrick

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-09-01
NC	RA	APPROVED	2023-09-01

CT RA
APPROVED

Since 2023-09-01
NC RA
APPROVED

Since 2023-09-01

Branch Locations

100 Main Street Suite 204, Southbury, CT 06488 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Diversified Financial Solutions, P.C.	Southbury	CT	01/1984	Present
Sagepoint Financial, Inc	Southbury	CT	01/2009	09/2023
Osaic Wealth, Inc.	Southbury	CT	09/2023	Present

01/1984 → Present

Diversified Financial Solutions, P.C.

Southbury, CT
01/2009 → 09/2023

Sagepoint Financial, Inc

Southbury, CT
09/2023 → Present

Osaic Wealth, Inc.

Southbury, CT

Previous Registrations

2006-01-26 → 2023-09-01

Osaic Services, Inc.

Southbury, CT

Naugatuck, CT

Phoenix, AZ

Southbury, CT
2001-03-07 → 2006-01-26

U.S. Financial Advisors

Southbury, CT

Other Businesses

1) DIVERSIFIED FINANCIAL SOLUTIONS PC POSITION: 25% Owner - NATURE: Corporation CPA Firm. 60 hours per month: 10/01/1984 ADDRESS: 100 MAIN STREET NORTH SUITE 204, Southbury CT 06488, United States DESCRIPTION: ACCOUNTING DUTIES AND TAX PREPARATION SERVICES 2) PAUL FITZPATRICK POSITION: Owner - NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2001 ADDRESS: 100 Main Street N Suite 204, Southbury, CT 06488, Southbury CT 06488, United States DESCRIPTION: I sell mainly variable annuities and Fixed annuity products, and limited amount of LTC and life insurance 3) B&G REALTY VENTURES LLC POSTION: Partner NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 ADDRESS: 100 MAIN STREET NORTH SUITE 204, Southbury CT 06488 START DATE: 01/01/2012 DESCRIPTION: I am 50% owner of this residential rental entity and spend approximately 1 hour per week managing this property. I keep all the records for this entity at the 21 Maple Street Naugatuck, CT location. 4) B&G REALTY VENTURES II LLC POSTION: Owner NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 4 START DATE: 01/01/1998 DESCRIPTION: REAL ESTATE INVESTOR 5) PBF PARTNERSHIP POSITION: Partnership NATURE: Partner INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS:0 START DATE: 01/01/1986 DESCRIPTION: REAL ESTATE INVESTOR 6) D&F REALTY VII LLC POSITION: Owner NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS:0 START DATE: 01/01/2005 DESCRIPTION: REAL ESTATE INVESTOR 7) YMCA of NAUGATUCK POSTION: Board Member NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 01/01/1986 DESCRIPTION: BOARD OF DIRECTORS, CAPITAL CAMPAIGN CHAIRMAN 8) NORTH MAIN REALTY LLC POSITION: Owner - NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: 21 maple st naugatuck, CT 6770, naugatuck CT 06770, United States DESCRIPTION: REAL ESTATE INVESTOR