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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-07-19 |
| CO | RA | APPROVED | 2023-07-19 |
| OR | RA | APPROVED | 2023-07-19 |
| TX | RA | APPROVED_RES | 2023-07-19 |
Branch Locations
2050 S Downing St, Denver, CO 80210 • United States
10393 N Huron, Northglenn, CO 80221 • United States
1000 E. 1St Ave, Broomfield, CO 80020 • United States
9150 Sheridan Blvd, Westminster, CO 80031 • United States
2 Steele St., Denver, CO 80206 • United States
2970 Quebec St, Denver, CO 80207 • United States
12080 Colorado Blvd., Thornton, CO 80241 • United States
Denver, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of The West | West Des Moines | IA | 09/2003 | Present |
| Bancwest Investment Services, Inc. | Commerce City | CO | 08/2006 | Present |
| Lpl Financial Llc | Denver | CO | 07/2023 | Present |
1. 05/17/2023 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 05/17/2023 - Better Bacon - Not Investment Related - 6222 Emporia St, Denver, CO - Start Date 08/01/2018 - 5 Hours Per Month/ 0 Hours During Trading - Time Spent 5% 3. 05/17/2023 - Big Lid Band - Not Investment Related - Denver, CO - Musician - Start Date 06/01/2010 - 2-3 Hours Per Month/ 0 Hours During Trading - Time Spent 1%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-28 |
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