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Joe S Chan

Charles Schwab & Co., Inc.

Garden City, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-22
  • NY RA
    APPROVED
    Since 2021-04-22

Branch Locations

600 Old Country Road, Garden City, NY 11530-2045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Garden City NY 07/2016 Present
Charles Schwab Bank, Ssb Garden City NY 07/2016 Present
Previous Registrations
Other Businesses

family rental property|Investment Related:No|Jupiter;Fl;33458;usa |Real Estate (Non-Agent/Broker)|owner|2020-10-20|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|my wife and i are landlords to rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-08
S63 Uniform Securities Agent State Law Examination 2001-03-12
  • S66 Uniform Combined State Law Examination
    2002-03-08
  • S63 Uniform Securities Agent State Law Examination
    2001-03-12
Other Names
  • Jo Sun Loon Chan

View on SEC IAPD

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