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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-03-06
  • NC RA
    APPROVED
    Since 2025-03-06

Branch Locations

Kernersville, NC • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Sugarland TX 04/2009 03/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cary NC 02/2020 08/2020
Bank Of America, N.A. Cary NC 02/2020 08/2020
Unemployed Kernersville NC 03/2018 02/2020
Unemployed Kernersville NC 08/2020 10/2020
Equitable Advisors, Llc New York NY 10/2020 11/2020
Randstad Charlotte NC 09/2022 04/2024
Wells Fargo Clearing Services Charlotte NC 09/2022 04/2024
Unemployed Kernersville NC 11/2020 09/2022
Empower Financial Services, Inc Greenwood Village CO 02/2025 Present
Empower Advisory Group, Llc Greenwood Village CO 02/2025 Present
Unemployed Kernersville NC 05/2024 01/2025
  • 04/2009 → 03/2018
    Scottrade, Inc.
    Sugarland, TX
  • 02/2020 → 08/2020
    Cary, NC
  • 02/2020 → 08/2020
    Bank Of America, N.A.
    Cary, NC
  • 03/2018 → 02/2020
    Unemployed
    Kernersville, NC
  • 08/2020 → 10/2020
    Unemployed
    Kernersville, NC
  • 10/2020 → 11/2020
    New York, NY
  • 09/2022 → 04/2024
    Randstad
    Charlotte, NC
  • 09/2022 → 04/2024
    Wells Fargo Clearing Services
    Charlotte, NC
  • 11/2020 → 09/2022
    Unemployed
    Kernersville, NC
  • 02/2025 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 02/2025 → Present
    Greenwood Village, CO
  • 05/2024 → 01/2025
    Unemployed
    Kernersville, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-07
S63 Uniform Securities Agent State Law Examination 2006-03-02
  • S66 Uniform Combined State Law Examination
    2017-09-07
  • S63 Uniform Securities Agent State Law Examination
    2006-03-02
Other Names
  • Frank Javier Hurtado
  • Frank Hurtado

View on SEC IAPD

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