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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2010-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 12/2010 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 12/2010 | Present |
1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2)CHARLESTON SOUTHERN UNIVERSITY - BOARD OF VISITORS, 9200 UNIVERSITY BOULEVARD, PO BOX 118087, CHARLESTON, SC 29423. BEGAN 01/01/2000 AS A MEMBER AND BOARD MEMBER OF THE CSU BOARD OF VISITORS, WHO CANNOT ACT ON BEHALF OF CSU WITHOUT PERMISSION OF THE OTHER BOARD MEMBERS. NOT INVESTMENT RELATED. DEVOTES 5HR/MO, 0/TRADE. 3)GENWORTH FINANCIAL, LYNCHBURG, VA, 12/2010 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/MO - 5/TRADING. 4.BEYOND WEALTH LLC, 212 LAKEVIEW DRIVE, SUMMERVILLE, SC, 12/07/2010 AS PRESIDENT/FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 40/WK - 35/TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-27 |
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