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James Harold Davis

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hinsdale , IL

Chicago, IL

Dallas, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-11-21
IL RA APPROVED 2009-10-15
  • TX RA
    APPROVED_RES
    Since 2009-11-21
  • IL RA
    APPROVED
    Since 2009-10-15

Branch Locations

Hinsdale , IL • United States

110 N Wacker Dr Pbig - Chicago, Chicago, IL 60606 • United States

300 Crescent Ct Pbig - Dallas Private Wealth, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) Chicago IL 10/2009 Present
Bank Of America, Na Chicago IL 12/2009 Present
  • 10/2009 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
    Chicago, IL
  • 12/2009 → Present
    Bank Of America, Na
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-18
  • S66 Uniform Combined State Law Examination
    2000-12-18

View on SEC IAPD

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