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Current Employers
Symphony Financial, Ltd. Co.

4295 San Felipe Suite 300, Houston, TX 77027 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-07-15
  • TX RA
    APPROVED
    Since 2014-07-15

Branch Locations

6006 North Mesa Street Suite 308, El Paso, TX 79912 • United States

4295 San Felipe Suite 300, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc El Paso TX 04/2004 Present
Symphony Financial, Ltd. Co. El Paso TX 07/2014 Present
Previous Registrations
  • 2001-04-12 → 2004-05-06
    Raymond James Financial Services, Inc.
    El Paso, TX
Other Businesses

1. 12/11/2008 - SYMPHONY FINANCIAL LTD. CO - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 4/11/2012 - High Noon Chapter of Business Networking International - Not Investment Related - Non-Profit Board Member - Time Spent: 1% - Vice President. 3. 6/30/2014 - Empower Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:07/15/2014 - 4 Hours Per Month/0 Hours During Trading. 4. 11/13/2018 - Symphony Financial, Ltd. Co. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 07/15/2014 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Symphony Financial, Ltd. Co., an independent investment advisor firm. I started this business activity in 07/2014. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-10
  • S66 Uniform Combined State Law Examination
    2001-04-10
Other Names
  • Glenda Ruth Price

View on SEC IAPD

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