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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-02
FL RA APPROVED 2022-01-21
OH RA APPROVED 2016-10-03
  • TX RA
    APPROVED
    Since 2026-01-02
  • FL RA
    APPROVED
    Since 2022-01-21
  • OH RA
    APPROVED
    Since 2016-10-03

Branch Locations

29691 Lorain Rd, North Olmsted, OH 44070 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation North Olmsted OH 06/2006 10/2016
Cambridge Investment Research, Inc. Fairfield IA 10/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2016 Present
Previous Registrations
  • 2006-06-16 → 2016-10-05
    Fsc Securities Corporation
    North Olmsted, OH
  • 2005-09-22 → 2006-06-15
    Beachwood, OH
    Beachwood, OH
  • 2000-11-27 → 2005-08-03
    Osaic Fa, Inc.
    Cleveland, OH
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN ROAD FAIRFIELD IA, As advisory rep of an RIA. INV REL, 40 HR/WEEKLY 6 HR/WK TRADING 2) RSM ADVISORS INC, 6515 VALEN WAY #102 NAPLES FL, 11/2000, PRESIDENT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 2 HR/MO 2 HR/MO TRADING 3) INSURANCE, 29691 LORAIN ROAD NORTH OLMSTEAD OH 44070, 10/2016, INDEPENDENT INSURANCE AGENCY FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 4 HR/MO 4 HR/MO TRADING 4) SZARKA FINANCIAL, 29691 LORAIN RD NORTH OLMSTEAD OH, 07/2024, IAR, DBA, INV REL, 120 HR/MO 120 HR/MO TRADING 5) RICKARD S MARTIN, CFP(R), 6515 Valen Way, #102, Naples OH 34108, United States, 09/01/2024, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO 5 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-17
S63 Uniform Securities Agent State Law Examination 2001-03-05
  • S66 Uniform Combined State Law Examination
    2006-07-17
  • S63 Uniform Securities Agent State Law Examination
    2001-03-05
Designations
Other Names
  • Rick Martin

View on SEC IAPD

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