Barbara Ducham

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 09/2021
  Raymond James Financial Services,Inc.
  Cromwell, CT
• 01/2016 → 09/2021
  Raymond James Financial Services Advisors Inc.
  Cromwell, CT
• 12/2015 → 09/2021
  Liberty Bank
  Cromwell, CT
• 12/2015 → 09/2021
  Liberty Bank Investment Services
  Middletown, CT
• 05/2022 → Present
  Raymond James & Associates, Inc
  Myrtle Beach, SC
• 09/2021 → 05/2022
  Unemployed
  Myrtle Beach, SC

Previous Registrations

• 2016-01-07 → 2021-09-29
  Raymond James Financial Services Advisors, Inc
  Newington, CT
  Cromwell, CT
  Middletown, CT
• 2013-10-31 → 2015-12-09
  Osaic Institutions, Inc.
  West Hartford, CT
  Bristol, CT
  Bristol, CT
  Bristol, CT
  Bristol, CT

Other Businesses

(1) Name of Business : None Address: Bristol , CT Nature of the Business: POA/Personal Representative Position/Title: POA/Personal Representative Investment Related: Yes Start Date: 10/17/2019 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 0 Description of duties: Court appointed conservator

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-10-31
• S63 Uniform Securities Agent State Law Examination
  2003-05-27

Other Names

• Barbara Jean Ducham