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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-06-24 |
Branch Locations
Myrtle Beach, SC • United States
880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services,Inc. | Cromwell | CT | 12/2015 | 09/2021 |
| Raymond James Financial Services Advisors Inc. | Cromwell | CT | 01/2016 | 09/2021 |
| Liberty Bank | Cromwell | CT | 12/2015 | 09/2021 |
| Liberty Bank Investment Services | Middletown | CT | 12/2015 | 09/2021 |
| Raymond James & Associates, Inc | Myrtle Beach | SC | 05/2022 | Present |
| Unemployed | Myrtle Beach | SC | 09/2021 | 05/2022 |
(1) Name of Business : None Address: Bristol , CT Nature of the Business: POA/Personal Representative Position/Title: POA/Personal Representative Investment Related: Yes Start Date: 10/17/2019 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 0 Description of duties: Court appointed conservator
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-27 |
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