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John Ventura

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Philadelphia, PA

New York, NY

Williamstown, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-14
PA RA APPROVED 2010-06-25
NJ RA APPROVED 2005-01-12
  • TX RA
    APPROVED_RES
    Since 2016-01-14
  • PA RA
    APPROVED
    Since 2010-06-25
  • NJ RA
    APPROVED
    Since 2005-01-12

Branch Locations

1600 Jfk Blvd Investment Solutions Group, Philadelphia, PA 19103 • United States

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

Williamstown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Inc. Plainsboro NJ 01/1995 Present
  • 01/1995 → Present
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Plainsboro, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-11
  • S66 Uniform Combined State Law Examination
    2005-01-11

View on SEC IAPD

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