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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2017-04-18
NH RA APPROVED 2011-10-06
  • VI RA
    APPROVED
    Since 2017-04-18
  • NH RA
    APPROVED
    Since 2011-10-06

Branch Locations

6 Bedford Farms Drive Suite 109, Bedford, NH 03110 • United States

Londonberry, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Boston MA 03/2008 Present
City National Bank Nashua NH 07/2019 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Boston, MA
  • 07/2019 → Present
    City National Bank
    Nashua, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-10
S63 Uniform Securities Agent State Law Examination 2001-03-02
  • S65 Uniform Investment Adviser Law Examination
    2010-11-10
  • S63 Uniform Securities Agent State Law Examination
    2001-03-02

View on SEC IAPD

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