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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-08-01 |
| CT | RA | APPROVED | 2019-07-15 |
Branch Locations
301 Tresser Blvd Office Of Cao - Awl Local Markets Organization, Stamford, CT 06901 • United States
1025 Main St, Waltham, MA 02451 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 09/2009 | 05/2019 |
| Bofa Securities, Inc. | Boston | MA | 05/2019 | 07/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 07/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-07 |
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