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Jeffrey David Shrives

Wells Fargo Clearing Services, LLC

Woods Cross, UT

Salt Lake City, UT

Farmington, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2023-04-06
  • UT RA
    APPROVED
    Since 2023-04-06

Branch Locations

2493 S Wildcat Way Ste A, Woods Cross, UT 84010 • United States

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

300 N Union Ave Ste L100, Farmington, UT 84025 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Key Investment Services Murray UT 04/2016 03/2020
Key Investment Services Ogden UT 03/2020 04/2023
Wells Fargo Clearing Services, Llc Salt Lake City UT 04/2023 Present
  • 04/2016 → 03/2020
    Key Investment Services
    Murray, UT
  • 03/2020 → 04/2023
    Key Investment Services
    Ogden, UT
  • 04/2023 → Present
    Wells Fargo Clearing Services, Llc
    Salt Lake City, UT
Previous Registrations
  • 2016-04-22 → 2023-04-05
    Key Investment Services Llc
    Denver, CO
    Murray, UT
    Brooklyn, OH
  • 2015-09-10 → 2016-04-19
    Waddell & Reed
    Clearfield, UT
  • 2012-06-01 → 2015-07-15
    U.S. Bancorp Investments, Inc.
    Salt Lake City, UT
    Riverton, UT
    Kearns, UT
    Salt Lake City, UT
    West Valley, UT
    Salt Lake City, UT
    Magna, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Provo, UT
    West Valley City, UT
    Midvale, UT
  • 2011-01-03 → 2012-06-01
    Wells Fargo Clearing Services, Llc
    Sandy, UT
    West Jordan, UT
    Murray, UT
    Salt Lake City, UT
    Kearns, UT
    West Jordan, UT
    Salt Lake City, UT
    Salt Lake City, UT
  • 2007-05-29 → 2011-01-03
    Wells Fargo Investments, Llc
    West Jordan, UT
    Salt Lake City, UT
    Murray, UT
  • 2007-01-08 → 2007-05-25
    U.S. Bancorp Investments, Inc.
    Midvale, UT
    Evanston, WY
    Heber City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Bountiful, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Ogden, UT
    Park City, UT
    Riverdale, UT
    Salt Lake City, UT
    Salt Lake City, UT
    North Salt Lake, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-29
S63 Uniform Securities Agent State Law Examination 2000-12-27
  • S65 Uniform Investment Adviser Law Examination
    2006-12-29
  • S63 Uniform Securities Agent State Law Examination
    2000-12-27
Other Names
  • Jeff Shrives
  • Jeff David Shrives

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PFS INVESTMENTS INC.
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
MAXIMUS WEALTH ADVISORS
BROOKSTONE WEALTH ADVISORS, LLC

Other Investors

JORDAN ROMNEY CURTIS
Austin Orr
Lincoln Michael West
Joseph Fisher
James Matthew Culligan
MICHAEL ADAM PACE
GREGORY CLYDE RUDD
JOLYN HACKING ELLIS

Other Offices

LPL FINANCIAL LLC · WOODS CROSS, UT
LEGACY WEALTH MANAGEMENT, LLC · Woodscross, UT
LEGACY WEALTH MANAGEMENT, LLC · Woods Cross, UT
STATE FARM INVESTMENT MANAGEMENT CORP. · Bountiful, UT
WELLS FARGO CLEARING SERVICES, LLC · BOUNTIFUL, UT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BOUNTIFUL, UT
PFS INVESTMENTS INC. · BOUNTIFUL, UT
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. · BOUNTIFUL, UT

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