Thomas Andrew Moughan

Current Employers

Sequoia Financial Group, L.L.C.

3500 Embassy Parkway, Akron, OH 44333 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-07-16
OH	RA	APPROVED	2016-10-03

TX RA
APPROVED_RES

Since 2019-07-16
OH RA
APPROVED

Since 2016-10-03

Branch Locations

2000 Auburn Dr. Ste 400, Beachwood, OH 44122 • United States

3500 Embassy Parkway, Akron, OH 44333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rav Financial Services Llc	Independence	OH	02/1999	09/2016
Sequoia Financial Group, Llc	Akron	OH	10/2016	01/2023
Sequoia Financial Advisors, Llc	Akron	OH	10/2016	Present
Sequoia Financial Advisors, Llc	Akron	OH	01/2023	Present

02/1999 → 09/2016

Rav Financial Services Llc

Independence, OH
10/2016 → 01/2023

Sequoia Financial Group, Llc

Akron, OH
10/2016 → Present

Sequoia Financial Advisors, Llc

Akron, OH
01/2023 → Present

Sequoia Financial Advisors, Llc

Akron, OH

Previous Registrations

2006-09-29 → 2016-10-28

Rav Financial

Beachwood, OH

Other Businesses

SEQUOIA FINANCIAL GROUP, LLC. 3500 EMBASSY PARKWAY, AKRON, OH 44333. WEALTH MANAGEMENT & FINANCIAL PLANNING. INVESTMENT RELATED. START DATE - October 2016. 160 - 200 HOURS PER MO. ALL DURING TRADING HOURS. POSITION - DIRECTOR, ASSET MANAGEMENT. RECEIVES SALARY AND ELIGIBLE FOR BONUS FROM SEQUOIA FINANCIAL GROUP, LLC.

Current Employers

Sequoia Financial Group, L.L.C.

Disclosures

Employment History

Previous Registrations

Other Businesses

Other Firms

Other Investors

Other Offices

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