Kevin Edward Stokesbary

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-10-03
WA	RA	APPROVED	2012-03-19

TX RA
APPROVED_RES

Since 2016-10-03
WA RA
APPROVED

Since 2012-03-19

Branch Locations

2835 82Nd Ave Se Suite 300, Mercer Island, WA 98040 • United States

Snoqualmie, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mass Mutual Life Insurance Company	Mercer Island	WA	03/2004	Present
Mml Investors Services Inc	Mercer Island	WA	03/2004	Present

03/2004 → Present

Mass Mutual Life Insurance Company

Mercer Island, WA
03/2004 → Present

Mml Investors Services Inc

Mercer Island, WA

Other Businesses

NAME: KEVIN STOKESBARY INV REL: Y ADD: 2835 82ND AVE SE, STE 300, MERCER ISLAND, WA 98040 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 01/2009 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: SALES AND SERVICES INDIVIDUAL LIFE & HEALTH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-03-01
S63	Uniform Securities Agent State Law Examination	2001-03-28

S66 Uniform Combined State Law Examination

2012-03-01
S63 Uniform Securities Agent State Law Examination

2001-03-28

Other Names

Kevin E Stokesbary

View on SEC IAPD