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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
3300 Fernbrook Ln N, Plymouth, MN 55447 • United States
Blaine, MN • United States
1938 W. Division Street, Ct. Cloud, MN 56301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Plymouth | MN | 09/2005 | 09/2025 |
| Avantax Advisory Services | Plymouth | MN | 01/2011 | 09/2025 |
| Mrk Financial Solutions Inc | Plymouth | MN | 09/2005 | Present |
| Avantax Insurance Agency, Llc. | Plymouth | MN | 10/2013 | 09/2025 |
| Truplan Financial Planners | Plymouth | MN | 01/2025 | Present |
| Cetera Wealth Services, Llc | St. Cloud | MN | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) AdvisorNet; Non-investment related; 1221 Nicollet Ave, Suite 400 Minneapolis, MN 55403; Independent Insurance Agent; Insurance Sales Agent; 9/15/2005; 1hrs; 1hrs; Periodic insurance sales 2) MRK Financial Solutions, Inc.; Investment related; 3020 Harbor Lane N Plymouth MN, 55447; Independent Insurance Agent; Vice President; 9/15/2005; 160hrs; 130hrs; Vice President. I also do business consulting through MRK Financial Solutions, Inc. 3) TRUPLAN FINANCIAL PLANNERS POSITION: CIO, Senior Advisor NATURE: Review investment options, meet with clients to create and maintain financial plans INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 01/31/2025 ADDRESS: 3020 Harbor Ln. No., Plymouth MN 55447, United States DESCRIPTION: meet with clients communicate with clients outside meetings reviewing investments options reviewing model portfolio allocation financial planning for clients
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-09 |
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