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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • MN RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

3300 Fernbrook Ln N, Plymouth, MN 55447 • United States

Blaine, MN • United States

1938 W. Division Street, Ct. Cloud, MN 56301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Plymouth MN 09/2005 09/2025
Avantax Advisory Services Plymouth MN 01/2011 09/2025
Mrk Financial Solutions Inc Plymouth MN 09/2005 Present
Avantax Insurance Agency, Llc. Plymouth MN 10/2013 09/2025
Truplan Financial Planners Plymouth MN 01/2025 Present
Cetera Wealth Services, Llc St. Cloud MN 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 09/2005 → 09/2025
    Avantax Investment Services, Inc.
    Plymouth, MN
  • 01/2011 → 09/2025
    Avantax Advisory Services
    Plymouth, MN
  • 09/2005 → Present
    Mrk Financial Solutions Inc
    Plymouth, MN
  • 10/2013 → 09/2025
    Avantax Insurance Agency, Llc.
    Plymouth, MN
  • 01/2025 → Present
    Truplan Financial Planners
    Plymouth, MN
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    St. Cloud, MN
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2011-02-09 → 2025-09-05
    Avantax Advisory Services
    Plymouth, MN
    Blaine, MN
    Ct. Cloud, MN
    Dallas, TX
Other Businesses

1) AdvisorNet; Non-investment related; 1221 Nicollet Ave, Suite 400 Minneapolis, MN 55403; Independent Insurance Agent; Insurance Sales Agent; 9/15/2005; 1hrs; 1hrs; Periodic insurance sales 2) MRK Financial Solutions, Inc.; Investment related; 3020 Harbor Lane N Plymouth MN, 55447; Independent Insurance Agent; Vice President; 9/15/2005; 160hrs; 130hrs; Vice President. I also do business consulting through MRK Financial Solutions, Inc. 3) TRUPLAN FINANCIAL PLANNERS POSITION: CIO, Senior Advisor NATURE: Review investment options, meet with clients to create and maintain financial plans INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 01/31/2025 ADDRESS: 3020 Harbor Ln. No., Plymouth MN 55447, United States DESCRIPTION: meet with clients communicate with clients outside meetings reviewing investments options reviewing model portfolio allocation financial planning for clients

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-09
  • S66 Uniform Combined State Law Examination
    2004-08-09
Designations
Other Names
  • Alex Robert Mayrand

View on SEC IAPD

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