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Melissa Dawn Poppell

LPl Financial LLC

The Woodlands, TX

Spring, TX

CRD 4282188

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-30
  • TX RA
    APPROVED
    Since 2023-05-30

Branch Locations

The Woodlands, TX • United States

24624 Interstate 45 N Ste 200, Spring, TX 77386 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Spring TX 11/2011 Present
Spc Spring TX 11/2011 Present
Lpl Financial Llc The Woodlands TX 05/2023 Present
  • 11/2011 → Present
    Sigma Financial Corporation
    Spring, TX
  • 11/2011 → Present
    Spc
    Spring, TX
  • 05/2023 → Present
    Lpl Financial Llc
    The Woodlands, TX
Previous Registrations
  • 2014-01-02 → 2023-05-30
    Spc
    The Woodlands, TX
    Ann Arbor, MI
  • 2011-11-18 → 2013-12-31
    Spc
    The Woodlands, TX
  • 2007-01-19 → 2011-11-22
    Edward Jones
    The Woodlands, TX
    Spring, TX
    St Louis, MO
    Spring, TX
Other Businesses

1. 10/14/2025 - Gaas Enterprises, LLC - Other - Business Owner - AVENUEBRYAN, TX - Not Inv Rel - Start date: 08/7/2025 - 5hrs/mnth during Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-03
  • S66 Uniform Combined State Law Examination
    2006-10-03
Other Names
  • Melissa (Lisa) Dawn Gaas
  • Meliss Dawn Gaas
  • Melissa Dawn Gaas
  • Melissa Dawn Blasa
  • Lisa Poppell
  • Melissa Gaas Poppell

View on SEC IAPD

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