Keith E Cusack

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 07/2022
  Hinds Financial Group Inc
  Lakewood, CO
• 01/2013 → 07/2022
  Cetera Advisor Networks Llc
  El Segundo, CA
• 07/2022 → 03/2024
  Ameriprise Financial Services, Llc
  Colorado Springs, CO
• 03/2024 → Present
  Lpl Financial Llc
  Lakewood, CO

Previous Registrations

• 2022-07-01 → 2024-04-04
  Ameriprise Financial Services, Llc
  Colorado Springs, CO
  Pueblo, CO
• 2013-01-24 → 2022-07-20
  Hinds Financial Group Inc
  Lakewood, CO
• 2012-10-02 → 2022-07-08
  Cetera Wealth Services, Llc
  Lakewood, CO
  Wheat Ridge, CO

Other Businesses

1- 03/2024 / Wealth Clarity / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 03/2024 / NEW DIRECTION IRA INC / Real Estate Rental / Business Entity used for Tax and Investment Purposes Only / Not Invesment Related / Start date: 01/01/2008 3- 03/2024 / 279-401k / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Start date:05/01/2008

Exams

• S66 Uniform Combined State Law Examination
  2012-09-06

Other Names

• Keith E Cusack
• Keith Cusack