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Spencer Hawkins Investment Adviser, LLC CRD 298545
$3.16M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Columbus, OH • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southeast Investments, N.C. Inc. | Charlotte | NC | 03/2014 | 08/2018 |
| Protected World Insurance Agency, Llc | Upper Arlington | OH | 02/2015 | Present |
| Spencer Hawkins Investment Adviser, Llc | Upper Arlington | OH | 09/2018 | Present |
PROTECTED WORLD INSURANCE AGENCY, LLC, NON-INVESTMENT RELATED BUSINESS 2138 HARWITCH RD, UPPER ARLINGTON, OH 43221. OWNER/PRINCIPAL AGENT OF INDEPENDENT INSURANCE AGENCY REPRESENTING ALL MAJOR LINES OF INSURANCE. I DEVOTE 80 HOURS PER MONTH WORKING AGENCY BUSINESS, OCCURING UP TO 25 HOURS PER MONTH DURING SECURITIES TRADING HOURS (TYPICALLY ONE HOUR PER WEEKDAY DURING TRADING HOURS). I AM COMPENSATED BY COMMISSIONS. DUTIES: MARKETING, SALES, QUOTING, BINDING, UNDERWRITING DILIGENCE, BILLING AND POLICY ASSISTANCE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-23 |
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