Michael Anthony Pasvantis

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 10/2024
  Cambridge Investment Research, Inc
  Fairfield, IA
• 08/2015 → 10/2024
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 10/2024 → Present
  Commonwealth Financial Network
  Waltham, MA
• 10/2024 → Present
  Gulf Coast Financial Consultants
  Montgomery, AL

Previous Registrations

• 2015-08-27 → 2024-10-07
  Cambridge Investment Research Advisors, Inc.
  Ocean Springs, MS
  Ocean Springs, MS
  Montgomery, AL
  Ocean Springs, MS
• 2009-01-30 → 2015-08-31
  Next Financial Group, Inc.
  Ocean Springs, MS
  Houston, TX
  Ocean Springs, MS
  Biloxi, MS
• 2004-07-12 → 2009-02-03
  Fsc Securities Corporation
  Ocean Springs, MS
  Biloxi, MS
  Biloxi, MS
• 2002-12-05 → 2004-04-20
  Pruco Securities, Llc.
  Ocean Springs, MS

Other Businesses

1.Fixed insurance sales; as of 01/2007; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner & President, Gulf Coast Financial Consultants, Inc.; a private entity established to facilitate securities, advisory, and insurance business; as of 1/2007; 0% time spent during business hours; Conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-09-28
• S63 Uniform Securities Agent State Law Examination
  2000-10-26