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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-06-09
  • IN RA
    APPROVED
    Since 2025-06-09

Branch Locations

8801 River Crossing Blvd Suite 100, Indianapolis, IN 46240 • United States

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Sheaff Brock Investment Advisors, Llc Indianapolis IN 10/2018 09/2025
Self-Employed Avon IN 04/2018 Present
Salzinger Sheaff Brock. Llc Indianapolis IN 03/2023 05/2025
Allworth Financial Indianapolis IN 05/2025 Present
Bkd Wealth Advisors, Llc Indianapolis IN 09/2008 04/2018
  • 10/2018 → 09/2025
    Sheaff Brock Investment Advisors, Llc
    Indianapolis, IN
  • 04/2018 → Present
    Self-Employed
    Avon, IN
  • 03/2023 → 05/2025
    Salzinger Sheaff Brock. Llc
    Indianapolis, IN
  • 05/2025 → Present
    Allworth Financial
    Indianapolis, IN
  • 09/2008 → 04/2018
    Bkd Wealth Advisors, Llc
    Indianapolis, IN
Previous Registrations
Other Businesses

Consulting service; Non investment related; 5637 Ridge Hill Way, Avon IN 46123; Family financial education and consulting on estate planning; Owner; Start 4/10/18; 5-10 hours per month; No time devoted during trading hours; Consult on estate planning, conduct family meetings.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-06
S66 Uniform Combined State Law Examination 2001-03-01
  • S65 Uniform Investment Adviser Law Examination
    2009-01-06
  • S66 Uniform Combined State Law Examination
    2001-03-01
Other Names
  • Tiffany Jane Searcy
  • Tiffany Jane Searcy
  • Tiffany Jane Vanhook

View on SEC IAPD

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