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Adam Paul Newell

Fiducient Advisors LLC

Chicago, IL

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Current Employers
Fiducient Advisors Llc

500 W Madison Street Suite 3260, Chicago, IL 60661-4593 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-07
IL RA APPROVED 2015-04-16
  • TX RA
    APPROVED
    Since 2022-02-07
  • IL RA
    APPROVED
    Since 2015-04-16

Branch Locations

500 W Madison Street Suite 3260, Chicago, IL 60661-4593 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fiducient Advisors Llc Chicago IL 09/2004 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-01
  • S66 Uniform Combined State Law Examination
    2002-10-01
Designations

View on SEC IAPD

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BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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