Andrew C Baggs

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney Llc
  Ponte Vedra Beach, FL
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Ponte Vedra Beach, FL
• 2000-12-11 → 2007-04-02
  Morgan Stanley Dw Inc.
  Ponte Vedra, FL
  Ponte Vedra Beach, FL

Other Businesses

1. A & A Family Investments; Investment related; Holding company for private investment; Authorized Member (proprietor, partner, officer, director, employee, trustee, agent); May 2018; During business hours: 0; After business hours: 0 3. *525410 - A & L Family Investments, LLC; Investment related: Yes; Ponte Vedra Beach, Florida; holding company; Partner (proprietor, partner, officer, director, employee, trustee, agent); 10/2022; During business hours: 0; After business hours: 1; LLC Member *661407- ALB Family Holdings, LLC; Investment related: Yes; Jacksonville Beach, Florida; ALB Family Holdings is an LLC that was created for the purpose of being the sole owner of my existing and future LLCs.; President (proprietor, partner, officer, director, employee, trustee, agent); 09/2025; During business hours: 2; After business hours: 0; Administrative *661451 - Riveroad V, LLC; Investment related: Yes; Jacksonville Beach, Florida; Riveroad V, LLC is beoing formed for the puropose of aquiring land in the state of Georgia; President (proprietor, partner, officer, director, employee, trustee, agent); 09/2025; During business hours: 2; After business hours: 0; Administrative *673618 - Riveroad Farms, LLC; Investment related: Yes; Ponte Vedra Beach; Florida;Real Estate, Agriculture;Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2026; During business hours: 0; After business hours: 2; Administrative

Exams

• S66 Uniform Combined State Law Examination
  2001-01-11

Other Names

• Andrew Charles Baggs
• Andy Baggs