Lori Ann Peters

Current Employers

Employment History

• 07/2006 → Present
  Raymond James Financial Services, Inc.
  Dallas, TX
• 02/2011 → Present
  Raymond James Financial Services Advisors Inc.
  Dallas, TX
• 01/2011 → Present
  Carter Advisory Services
  Dallas, TX
• 01/2011 → Present
  Carter Financial Management
  Dallas, TX

Previous Registrations

• 2009-01-02 → 2010-12-31
  Raymond James Financial Services Advisors, Inc
  Dallas, TX
• 2006-07-10 → 2009-01-02
  Raymond James Financial Services, Inc.
  Dallas, TX
  Dallas, TX

Other Businesses

(1)Name of Business: Carter Advisory Services Address: 12222 Merit Dr Ste 1800, Dallas, TX, 75251, United States Activity Type: Independent RIA Position/Title: Associate/Employee Investment Related: Yes Start Date: 01/18/2011 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Investment Advisor Representative and Compliance Officer for the RIA. I will be the Chief Compliance Officer for the RIA and will carry this role on the RIA's ADV. The RIA is regulated by the Texas State Securities Board. (2)Name of Business: Carter Financial Management Address: 12222 Merit Dr Ste 1800, Dallas, TX, 75251, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 01/18/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is simply how we present the name of the firm to the public and do business as Carter Financial Management. There are no responsibilities associated with this role. This is a DBA only.

Exams

• S66 Uniform Combined State Law Examination
  2006-07-06

Designations

Other Names

• Lori Ann Webb
• Lori Ann Womack