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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-10 |
| GA | RA | APPROVED | 2023-02-09 |
Branch Locations
3424 Peachtree Rd Ne Floor 24, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Atlanta | GA | 12/2012 | 10/2016 |
| Regions Bank | Atlanta | GA | 10/2016 | 01/2023 |
| Cetera Investment Services Llc | Atlanta | GA | 01/2017 | 12/2017 |
| Cetera Investment Advisers Llc | Atlanta | GA | 01/2017 | 12/2017 |
| Cetera Investment Advisers Llc | Atlanta | GA | 03/2018 | 01/2023 |
| Cetera Investment Services Llc | Atlanta | GA | 03/2018 | 01/2023 |
| Jpmorgan Chase Bank Na | Atlanta | GA | 01/2023 | Present |
| Jpmorgan Securities Llc | Atlanta | GA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-14 |
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