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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-04-19
  • IL RA
    APPROVED
    Since 2016-04-19

Branch Locations

Springfield, IL • United States

2609 Montega Dr., Springfield, IL 62704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc Springfield IL 04/2016 Present
Kestra Investment Services, Llc Springfield IL 04/2003 Present
Previous Registrations
  • 2001-04-23 → 2003-04-25
    Raymond James Financial Services, Inc.
    Springfield, IL
Other Businesses

Business Name: Ahh Yoga, Inc. Investment Related: No Address: 1051 Wabash Avenue Springfield IL 62704 Nature of Business: Other Other/None of the Above Yoga & Personal training. Position, Title or Relationship: Corporate Secretary & Corporate Treasurer of this business. Start Date: 9/1/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I will assist with the bookkeeping, corporate recording, and preparing information for tax preparation by company's CPA. Business Name: Capital Blue Print Investment Related: No Address: 1313 South First Street Springfield IL 62704 Nature of Business: Other Other/None of the Above none of above Position, Title or Relationship: Minority Partner, Corporate Secretary Start Date: 9/1/2008 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: I'm one of four partners that assists with any aspect of the business. This is my family business and I'm involved with client service, marketing efforts, general business planning and management, etc. Business Name: CJK Charitable Foundation, Ltd. Investment Related: No Address: 2609 montega drive springfield IL 62704 Nature of Business: Other Other/None of the Above I am one of 4 board members that coordinate, organize and host the golf outing. Position, Title or Relationship: President Start Date: 8/15/2011 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I am one of 4 board members that coordinate, organize and host the golf outing. together we plan, organize and operate every aspect of the annual golf outing. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: National Investment Advisors. Inc. Investment Related: Yes Address: 2609 Montega Drive Springfield IL 62704 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Other,This is the partnership between John Ross and Todd Hamerlinck that acts as the DBA for business conducted for NFP Advisors Services. I am not paid by National Investment Advisors, only an independent contractor relationship to hold office space and am compensated through NFP. Start Date: 1/1/2013 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Other,This is the partnership between John Ross and Todd Hamerlinck that acts as the DBA for business conducted for NFP Advisors Services. I am not paid by National Investment Advisors, only an independent contractor relationship to hold office space and am compensated through NFP. Business Name: BRADLEY BOOKS & BETSY LINK (RENTAL PROPERTY) POS: Joint Owner NOB: Real Estate INV REL: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 01/26/2024 ADDRESS: 4134 N. 78th Way, Scottsdale AZ 85251 DESC: Standard landlord activities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-24
  • S66 Uniform Combined State Law Examination
    2001-02-24

View on SEC IAPD

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