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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-06-29 |
| TX | RA | APPROVED | 2020-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Venice | FL | 07/2011 | 06/2020 |
| Stifel Nicolaus & Co Inc | Venice | FL | 06/2020 | Present |
1. Boosters Foundation Inc.; 2639 Fruitville Rd Ste 201; Sarasota, FL 34237; Supporting local charities that deal with children and young adults with learning disabilities; Work with board to identify local charities; Attend meetings; 01/27/2021; 2 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 2. DOMAL III, LLC; 4461 Wayside Dr Naples FL 34119; single family rental homes; Signor and Trustee; No duties, there is a management company who runs the LLC; 02/05/2025; 1 hr/week; Not During Securities Trading Hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-13 |
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