Ronald S. Zweig

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2000 → 08/2023
  Securities America, Inc.
  Omaha, NE
• 08/2011 → 08/2023
  Securities America Advisors, Inc.
  Northbrook, IL
• 08/2023 → Present
  Lpl Financial Llc
  Deerfield, IL

Previous Registrations

• 2011-08-17 → 2023-08-10
  Securities America Advisors, Inc.
  Northbrook, IL
  Deerfield, IL
• 2002-01-18 → 2011-08-26
  Strategic Advisors Of Illinois
  Northbrook, IL

Other Businesses

1- 01/2022 / PROJECTWEALTH ADVISORS / DBA for LPL Business (entity for LPL business) / Investment Related / 150 HRS Mnth/ 6 HRS During Trading/ 95 Time Spent Prcnt 2- 11/2014 / WARADY & DAVIS LLP / Tax Prep/Accounting/CPA / Investment Relatetd / 10 Hrs mnth/5 Time spnt prcnt

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-09-24
• S63 Uniform Securities Agent State Law Examination
  2001-05-31