James Donenberg

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2000 → 11/2023
  Securities America, Inc.
  Omaha, NE
• 08/2011 → 11/2023
  Securities America Advisors, Inc.
  Northbrook, IL
• 11/2023 → Present
  Lpl Financial
  Deerfield, IL

Previous Registrations

• 2011-08-25 → 2023-11-02
  Securities America Advisors, Inc.
  Northbrook, IL
  La Vista, NE
  Deerfield, IL
  Northbrook, IL
• 2002-01-18 → 2011-08-26
  Strategic Advisors Of Illinois
  Northbrook, IL

Other Businesses

1- 10/2023 / FLAGSHIP INVESTMENT ADVISORS LLC / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / 35 HRS MNTH / 8 HRS DURING TRADING / START DATE 1/1/2003 2- 10/2023 / NOTARY PUBLIC / NON INVESTMENT RELATED / 2 HRS MNTH / 1 HRS DURING TRADING 3- 10/2023 / WARADY & DAVIS LLP / Tax Prep/Accounting/CPA /NON-INVESTMENT RELATED / 160 HRS MNTH / 6 HRS DURING TRADING / START DATE 11/01/2014 4- 10/2023 / JIM DONENBERG AND ASSOCIATES, INC / Business Entity For Tax/Investment Purposes Only / NON INVESTMENT RELATED / 1 HR MNTH / START DATE 7/1/1982

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-08-14
• S63 Uniform Securities Agent State Law Examination
  2001-06-07