Thomas Scott Brown

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 01/2017
  Lpl Financial Llc
  Pittsburgh, PA
• 12/2013 → Present
  Cwm Llc
  Pittsburgh, PA
• 01/2017 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 12/2012 → 07/2020
  Integrated Tax Solutions, Llc
  Pittsburgh, PA
• 12/2012 → 05/2023
  Aptus Wealth Planning
  Pittsburgh, PA
• 05/2023 → Present
  Bridges Private Wealth Dba
  Sewickley, PA

Previous Registrations

• 2012-12-19 → 2013-12-10
  Private Advisor Group, Llc
  Pittsburgh, PA
  Morristown, NJ
• 2003-07-03 → 2012-12-21
  Ameriprise Financial Services, Llc
  Canonsburg, PA
  Bridgeville, PA
  Bridgeville, PA
  Pittsburgh, PA

Other Businesses

(1) NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON WEALTH MANAGEMENT GROUP, CARSON GROUP PARTNERS AND CARSON GROUP. INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATIONNATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES, POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE, START DATE: 11/2016APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISOR PROVIDING ADVISORY SERVICES TO ITS CLIENTS, INCLUDING DISCRETIONARY INVESTMENT MANAGEMENT AND FINANCIAL GUIDANCE. (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 11/2016 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CAR (3) 09/03/2014: UNDERWRITERS BROKERAGE SERVICE - INV REL - 1 BIGELOW SQUARE | 20TH FLOOR | PITTSBURGH, PA 15219 - NON-VARIABLE INSURANCE - START 08/14/2014 - 5 HR/MO ALL DURING SECS TRDG HRS - PLACE INSURANCE FOR CLIENTS AS AN AGENT: LIFE, DISABILITY, LONG-TERM CARE (4) NAME OF OTHER BUSINESS: APTUS WEALTH PLANNING, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PAYING EXPENSES START DATE: 11/2019 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1, DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PAYROLL, EXPENSES AND FILING K-1 (5) NAME OF OTHER BUSINESS: BRIDGES PRIVATE WEALTH DBA ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/2023; POSITION/TITLE/RELATIONSHIP: PRESIDENT/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES

Exams

• S66 Uniform Combined State Law Examination
  2000-10-09