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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-28 |
| IN | RA | APPROVED | 2013-06-21 |
Branch Locations
200 Nibco Parkway Suite 300, Elkhart, IN 46516 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Elkhart | IN | 06/2013 | Present |
1. BORGER DESTINATIONS, INVESTMENT RELATED, ELKHART IN, FAMILY REAL ESTATE INVESTMENT, MEMBER, BEGAN 6/20/2006, NO TIME SPENT. 2. COMMUNITY FOUNDATION OF ELKHART COUNTY; 101 S MAIN ST ELKHART IN 46516; CHARITABLE FOUNDATION; ESTATE PLANNING COUNCIL COMMITTEE MEMBER; ATTENDS COMMITTEE MEETINGS TO ORGANIZE QUARTERLY LUNCHES WITH ESTATE PLANNING PROFESSIONALS IN THE COMMUNITY; AFFILIATION STARTED 10/19/216; 2 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 3. Morris Park Country Club; 2200 McKinley Ave South Bend, IN 46617; Country Club; Caddie Program Committee; Attend infrequent meetings, offer feedback on the program and encourage use of caddies; 05/01/2025; 5hrs/yr; Not during securities trading hours; Not investment related 4. Morris Park Country Club; 2200 McKinley Ave South Bend, IN 46615; Country Club; Board Member; Attend Board Meetings once/month and vote on pertinent issues; 02/17/2026; 2hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-05 |
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