Brian Zachary Borger

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → Present
  Stifel Nicolaus & Co Inc
  Elkhart, IN

Previous Registrations

• 2003-07-01 → 2013-06-24
  Wells Fargo Clearing Services, Llc
  Elkhart, IN
  Elkhart, IN
• 2001-01-30 → 2003-07-01
  Prudential Equity Group, Llc
  Elkhart, IN

Other Businesses

1. BORGER DESTINATIONS, INVESTMENT RELATED, ELKHART IN, FAMILY REAL ESTATE INVESTMENT, MEMBER, BEGAN 6/20/2006, NO TIME SPENT. 2. COMMUNITY FOUNDATION OF ELKHART COUNTY; 101 S MAIN ST ELKHART IN 46516; CHARITABLE FOUNDATION; ESTATE PLANNING COUNCIL COMMITTEE MEMBER; ATTENDS COMMITTEE MEETINGS TO ORGANIZE QUARTERLY LUNCHES WITH ESTATE PLANNING PROFESSIONALS IN THE COMMUNITY; AFFILIATION STARTED 10/19/216; 2 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 3. Morris Park Country Club; 2200 McKinley Ave South Bend, IN 46617; Country Club; Caddie Program Committee; Attend infrequent meetings, offer feedback on the program and encourage use of caddies; 05/01/2025; 5hrs/yr; Not during securities trading hours; Not investment related 4. Morris Park Country Club; 2200 McKinley Ave South Bend, IN 46615; Country Club; Board Member; Attend Board Meetings once/month and vote on pertinent issues; 02/17/2026; 2hrs/mth; Not during securities trading hours; Not investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-13
• S63 Uniform Securities Agent State Law Examination
  2000-12-05